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EDUCATION SERIES |
From the Department of Medicine, Queen Elizabeth II HSC, Dalhousie University, Halifax, Nova Scotia, Canada (Dr. Pollak); Department of Anesthesiology, Stanford University, Palo Alto, California (Dr. Shafer); and Department of Biopharmaceutical Science, University of California at San Francisco, Anesthesiology Service, Palo Alto VA Health Care System, Palo Alto, California (Dr. Shafer).
Address for reprints: P. Timothy Pollak, Suite 406 Bethune Building, Queen Elizabeth II HSC, Victoria General Site, 1278 Tower Road, Halifax, Nova Scotia, Canada B3H 2Y9.
| ABSTRACT |
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Key Words: Clozapine pharmacokinetics safety overdose
Clozapine (Clozaril®), a tricyclic dibenzothiazepine, is considered an atypical antipsychotic agent because it produces minimal extrapyramidal side effects, no tardive dyskinesia, and no prolactin elevation.1 It is highly effective in controlling schizophrenia and would be more widely used except for a 2% occurrence of serious agranulocytosis.2,3 Data on its pharmacokinetics are limited. In chronic schizophrenic patients, mean half-life was 10.5 hours, and volume of distribution was 7 L/kg.4 First-pass hepatic metabolism reduces systemic bioavailability by
50%, and it is highly protein bound.5 Metabolism is chiefly via the hepatic cytochrome P450 isozymesCYP3A4, CYP2C19, and CYP2D6to norclozapine (N-desmethylclozapine) and inactive N-oxide clozapine.6 Clozapine has less binding to muscarinic receptors than traditional antipsychotic agents, but anticholinergic effects are still seen at high doses.1,7 Typical symptoms of overdose include sedation, tachycardia, hypersalivation, and hypothermia.8 Reduced gastrointestinal motility would also be an expected adverse effect of clozapine overdose.
To understand the possible mechanism for the delayed onset of toxicity in a case of clozapine overdose, we analyzed data available to us from three cases in which prolonged toxicities were observed.9-11 The concentration-time plots of clozapine and norclozapine for the three cases (Figure 1) all demonstrated sustained plateaus lasting up to 4 days. The process of addressing these unusual observations provided both unexpected mechanistic implications that could affect the way clozapine overdoses are managed and a practical teaching example of a thoughtful application of the principles of clinical pharmacology.
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| CASE |
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| METHODS |
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These steps are retraced in presenting this case as a teaching seminar. The students are reminded of the importance of considering the validity of the data. Then, the initial graphical exploration of the data from the three reports (Figure 1) is presented. Faced with an unusual observation that could not be explained as data error, the students are then asked to discuss plausible pharmacokinetic explanations and describe what features of the data support their ideas. With several explanations under consideration, the pattern of concentration change is discussed. It can be seen that in each case, there was an initial and a terminal period of decline in concentrations that was consistent with the published rate of elimination. Since the unexpected observations occurred only in the middle period, nonlinearity can be discarded, as this would have most affected the initial rate of decline when concentrations were highest. Enterohepatic recirculation could also be discarded because it would have been expected to produce a normal slope of decline, with superimposed undulations in concentrations related to emptying of the gall bladder rather than a prolonged plateau. This leaves the two mechanisms most commonly proposed by the students: delayed absorption and saturated or impaired metabolism. The latter is usually more attractive to the students and has been suggested as resulting from drug interaction or self-inhibition of metabolism in the literature. To facilitate discussion of these mechanisms, we used models developed in NONMEM13 to produce Figures 2 and 3. These models demonstrate how well each of the proposed mechanisms could explain the observed concentrations in each of the cases in which data were available. In addition, the input and output rates required to approximate the observed concentrations using each of the mechanisms can be illustrated from the model outputs. The students do not have to understand the mechanics of nonlinear mixed-effects modeling to be able to appreciate the implications of the results. For those interested in the assumptions used to construct the models, they are made available after class and are included in the appendix of this article.
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Figures 2 and 3 provide a basis for objective discussion of the two competing hypotheses that might explain a delayed elevation of clozapine concentrations. Figure 2 shows the clear superiority of the variable absorption model in predicting the observed concentrations. In addition to describing the sustained plateau of both clozapine and norclozapine concentrations in each case, the absorption rate function, depicted in the lower plot, could be reasonably explained as drug retained in the gut. In contrast, Figure 3 shows that the variable elimination model performed poorly at predicting the parent and metabolite concentrations for the Canadian and Swedish data. It did better for the British patient who had a short plateau, more closely approximating a steady decline in concentrations. The rates of elimination, depicted in the lower graphs of Figure 3, show that the variable elimination model would require a profound depression of metabolism followed by an almost instantaneous recovery to normal elimination, a pattern for which a physiological correlate would be difficult to postulate.
To demonstrate that the models presented to the students were a reasonable approximation of the actual pharmacokinetics of the cases, the ingested doses were estimated for the British, Canadian, and Swedish cases. Based on the assumption of 100% absorption from the gut and a volume of distribution of 490 L,4 these estimates were 3070, 1780, and 4990 mg for the variable absorption model and 2459, 1114, and 1008 mg for the variable elimination model. All estimates were within the same magnitude as the reported ingestions of 4000, 3500, and 2500 mg. Elimination rate constants estimated by the model ranged from 0.035 to 0.040 h-1,corresponding to half-lives between 17 and 20 hours, values within the range found with therapeutic clozapine use.4,14
| DISCUSSION |
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A seminar based on this analysis coaxes students to follow a methodical approach to interpreting data and illustrates the pitfalls of not examining both the validity of the data and all possible explanations in turn. The effect of time-varying changes in each parameter in the disposition of the drug and metabolite is discussed. For example, in these data, nonlinear pharmacokinetics and enterohepatic recirculation could be eliminated as explanations by inspecting the concentration-time profiles. Changes in volume of distribution could not logically account for a 4-day plateau in serum concentrations, as this would require a continuous change in volume at a rate exactly inverse to the amount of drug leaving the system. This leaves for consideration only factors influencing the amount of drug in the system: dose, absorption, metabolism, and elimination. These can loosely be grouped into input and output factors and compared in the models supplied to the students.
For these models, dose was permitted to vary as a scaling parameter since, aside from being obviously large, little is known with certainty about a suicidal dose. The amount of drug available for absorption may also be confounded by gastric lavage and charcoal administration if done soon enough or often enough. Two other points were also addressed. First, whatever the pharmacokinetic abnormality, it had affected both the parent and the metabolite in a like manner. Second, as already concluded by Hagg et al9 and Renwick et al,10 the cause of the plateau clearly involved changes in either absorption or elimination over time. Given Occam's razor, favoring the simplest explanation, we elected not to permit simultaneous alterations of both absorption and elimination in our models. This provided us with two models clearly illustrating the pure effects of changing absorption with changing elimination over time.
As demonstrated in Figure 2, the model of time-varying absorption proved best at predicting the observed concentrations. The obvious implication is that drug absorption must persist beyond the normally expected period after the overdose. The absorption rate function for this model (Figure 2) showed a dramatic decrease for several hours after drug administration, the time during which drug may have been retained in the upper gastrointestinal tract with little absorption. This was followed by a relatively steady input of drug consistent with both parent and metabolite serum concentrations being maintained in a steady-state plateau. Since the atropinic affects of clozapine may well limit its own movement through the gastrointestinal system,1 a concretion of tablets with a limited surface area could be slowed in transiting the gastrointestinal tract. The resultant rate-limited absorption could logically be the physiologic explanation for availability of drug long after the normal period of absorption and an approximate zero-order input of drug producing the plateau period days after the overdose.
Students examining Figure 3 can see, in contrast, that the time-varying elimination model was unable to fit parallel concentrations of parent and metabolite. Since greatly reducing the metabolism of the parent drug would have caused a dramatic fall in metabolite concentrations, the model was not free to shut off production of norclozapine to fit a sustained plateau in the parent drug concentrations. Thus, the model objectively demonstrates that the parallel nature of the parent and metabolite concentrations ultimately precludes time-varying metabolism as a logical explanation for these unusual observations.
While the unusual nature of the concentration-time data from these cases provides an interesting teaching example that focuses on the pharmacokinetic aspects of overdose, pharmacodynamic considerations relative to these cases could also be discussed in another seminar. Central to the explanation put forward in this seminar is the concept of prolonged gastrointestinal transit time and the existence of a conglomeration of tablets with a surface area that would limit rapid uptake of the drug. Many medical conditions, such as hypothyroidism, can affect gastrointestinal motility and therefore drug absorption both in regular therapy and in overdose. Patients receiving other classes of drugs that reduce gastrointestinal motility, including opioids, catechol-O-methyltransferase inhibitors, calcium channel blockers, and nonsteroidal antiestrogens (e.g., toremifene), might also have altered absorption during an overdose. Adverse effects have always complicated the treatment of schizophrenia with antipsychotic agents. The Parkinsonian effects related to the antidopaminergic activity of these agents often result in therapy with anticholinergic agents such as benztropine. Although such agents were not involved in the cases analyzed, they could potentially complicate an overdose situation by reducing gastrointestinal motility.15 Unfortunately, there is no simple way of predicting the degree of reduced gastrointestinal motility associated with various antipsychotic agents. Some classical older agents, such as haloperidol, have trivial anticholinergic effects, while others, such as chlorpromazine, are quite potent.16 Some newer, atypical agents, such as quetiapine, have low anticholinergic potential, while olanzapine and clozapine are both quite anticholinergic.1 Therefore, in any overdose of antipsychotic agents, it is important to look up the specific pharmacological profile for the drug involved. The effects of clozapine and norclozapine on the gastrointestinal motility in a given patient must therefore reflect a complex interaction between their intrinsic anticholinergic effects and gastrointestinal effects of any other medications or medical conditions affecting them. However, none of these factors played a role in the overdose cases examined for this seminar.
Drug overdose presents unique challenges for pharmacokinetic analysis that are related to the magnitude of the administered dose, the uncertainty surrounding dose administration, and the sparse numbers of subjects (often 1) and data points. However, the exercise of analyzing data from a massive overdose, as outlined here, does provide students with a practical demonstration of the value of clinical pharmacology skills. While the data from any given case of overdose would not be available to aid acute therapy, systematic consideration of the available concentration-time data could have clear implications for the future management of overdoses. In this example, it suggests that delayed or prolonged toxicity should always be considered as a potential problem with clozapine overdose. Therefore, concerted efforts at effective gastric lavage and limitation of drug absorption would be useful in these cases if they could be done safely. Unfortunately, whole-bowel irrigation and multi-dose-activated charcoal administration are not without risk, and their application remains a controversy in the emergency medicine literature.11,17,18 As methods for reducing the availability of excessive drug from the gastrointestinal tract become safer and more reliable, they would certainly be of benefit in reducing the kind of delayed toxicity observed in this case and avoiding the prolonged hospitalization seen in the three cases from which concentration data were analyzed. At present, the decision to proceed with gut decontamination protocols will remain a difficult risk-benefit decision faced by the emergency room physician, but there is a strong indication of a benefit to be gained, even many hours after ingestion. Once admitted, the possibility of delayed toxicity should also not be forgotten.
| APPENDIX |
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Two variations on the model were explored: one in which absorption was variable (e.g., saturable absorption, persistence of a concretion of tablets, reduced peristalsis) and one in which elimination was variable (e.g., saturable metabolism, drug interaction, or self-inhibition). The structure of the models is shown in Figure 4 and described as follows.
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Variable Absorption Model
The absorption rate constant, ka, was allowed to vary from zero to infinity for each interval between observations, while the elimination rate constant, k20, was estimated and fixed over time. The changes to amounts in three compartmentsA1, A2, A3were modeled with the following equations.
Compartment 1 (gut depot):
A1 at time 0 = dose (allowed to float as required to fit the data).
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Compartment 2 (serum clozapine):
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Compartment 3 (serum norclozapine):
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represents norclozapine formed during first-pass metabolism,
is the fraction of norclozapine formation to total metabolite formation, and k23 < k20, as required for mass balance.
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ka,i = the absorption rate constant over the ith interval. Once the observed clozapine concentrations began to decrease in a log-linear manner (e.g., after 114 h for the Canadian patient), the absorption rate constant was constrained to be the same from interval to interval.
k20 = the clozapine elimination rate constant from the serum, determined directly from the terminal slope of the log(clozapine) versus time graphs.
k23 = the rate constant for the formation of norclozapine from clozapine. As norclozapine cannot be formed any faster than clozapine is eliminated, k23 was constrained to be less than or equal to k20 to preserve mass balance.
k30 = the elimination rate constant for norclozapine.
Vmetab = the norclozapine distribution volume.
Variable Elimination Model
The elimination rate constant, k20, was allowed to vary from zero to infinity for each interval between observations, while the absorption rate constant, ka, was estimated and held constant over time. The changes to amounts in three compartmentsA1, A2, A3were modeled with the following equations.
Compartment 1 (gut depot):
A1 at time 0 = dose (allowed to float as required to fit the data).
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Compartment 2 (serum clozapine):
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Compartment 3 (serum norclozapine):
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ka = the absorption rate constant.
k20, i = the clozapine elimination rate constant over the ith interval. Once the clozapine concentrations entered the terminal log-linear phase (e.g., after 114 h for the Canadian patient), k20 was constrained to equal the terminal slope estimated from the log(clozapine) versus time graphs.
k23, k30, and Vmetab are defined as for the variable absorption model above.
The parameters of the two models were estimated using NONMEM.13 The residual error was modeled using a "constant coefficient of variation" model. The two models had an identical number of parameters. Thus, an apparent improvement in the fit of either model over the other could not be attributed to increased numbers of parameters.
| ACKNOWLEDGEMENTS |
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| FOOTNOTES |
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Submitted for publication June 4, 2003; Revised version accepted November 30, 2003.
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